Todd S. Feinstein, Esq.

Todd Feinstein’s career in securities and capital markets began in the early ‘90s, and he has been involved in every facet of the securities industry over the ensuing 25 years.  Todd has worked as broker, market maker, compliance officer, options principal, broker principal, and head trader for a panoply of boutique and regional broker/dealers, though he credits his earlier career as a sailor and seaman for the resourcefulness and confidence required to deal with rapidly evolving corporate issues for the most demanding clients.

Todd founded Feinstein Law in 2012 to focus on assisting companies, their officers, and their attorneys with securities compliance and legal issues, resolving to stand by each client through every step of the complicated processes they face.  Todd oversees securities offerings and the going public and staying public process, including drafting and reviewing offering materials, registration statements, periodic reports and disclosures as well as schedules and other filings with the SEC and FINRA. His experience includes all corners of transfer agent operations, including submissions to the SEC, state regulators, and the Depository Trust Company.

With a home in the dense forests of the Pacific Northwest, Todd is an active parent, committed to his local community. He serves on numerous local community boards focused on the welfare of children, the elderly, local business, and the environment. Todd takes local, community-positive matters on a reduced fee basis and delivers community education seminars to local business owners.

Todd has traveled the world’s oceans extensively in his previous career as a licensed commercial fishing boat captain and oceanic navigator under sail.