On January 21, 2015, the U.S. Securities and Exchange Commission announced a series of federal securities law violations against Standard & Poor’s Financial Services, LLC.

On December 17, 2014, the U.S. Securities and Exchange Commission (“SEC”) charged Avon Products, Inc. (“Avon”), a global beauty products manufacturer and seller, with failing

One of the most troubling times for startups and small micro capitalization companies is the funding period were a company has a tremendous idea and

On December 10, 2014, in a 28-page decision that could rewrite insider trading law, the United States Court of Appeals for the Second Circuit in

A real estate investment trust, or REIT, is a company that owns, and typically operates, income-producing real estate or real estate-related assets. REITs allow an

Today, the U.S. Securities and Exchange Commission (“SEC”) charged the owner of several non-operational investment entities with fraudulently selling shares of stock that he claimed